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JM

Jason M. Morley

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CRD#: 4478599
JM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Michael Morley, CFP® was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2002. Jason had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

April 18, 2013 - June 1, 2016

ATLANTIC - PACIFIC CAPITAL, INC.

BD
CRD#: 38356
STAMFORD, CT
Past

December 23, 2008 - May 11, 2011

ATLANTIC - PACIFIC CAPITAL, INC.

BD
CRD#: 38356
STAMFORD, CT
Past

January 5, 2005 - October 19, 2006

PUNK, ZIEGEL & COMPANY, L.P.

BD
CRD#: 26174
NEW YORK, NY
Past

January 1, 2002 - June 27, 2003

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/23/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/1/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/2001
General Securities Representative Examination

Current Firm

A-
ATLANTIC - PACIFIC CAPITAL, INC.
ATLANTA - PACIFIC CAPITAL, INC. | ATLANTIC - PACIFIC CAPITAL, INC.

CRD#: 38356 / SEC#: , 8-48198

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Dock Street Suite 404, Stamford, CT 06902
Mailing Address
One Dock Street Suite 404, Stamford, CT 06902
Phone number
(203) 862-9182
Established
Delaware since 02/09/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MANLEY, JAMES EDWARDCHAIRMAN1414509
BOSSONE, ANTHONYCHIEF FINANCIAL OFFICER, PARTNER3269438
BOSSONE, ANTHONYCHIEF COMPLIANCE OFFICER3269438
ELKHATIB, RAED JAMALPRESIDENT AND CHIEF EXECUTIVE OFFICER5124082

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATLANTIC - PACIFIC CAPITAL, INC.

CRD#: 38356

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