Andrew P. Tomasko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Paul Tomasko SR, who also goes by Andrew Paul Tomasko, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1955. Andrew had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 1993 - November 30, 1998
RUTHERFORD, BROWN & CATHERWOOD, LLC
November 3, 1987 - April 6, 1993
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
May 27, 1982 - April 6, 1993
LEGG MASON WOOD WALKER, INCORPORATED
July 14, 1955 - June 17, 1982
ELKINS & CO.
July 14, 1955 - August 2, 1982
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/14/1955
Registered Representative ExaminationCurrent Firm
RUTHERFORD, BROWN & CATHERWOOD, LLC
CRD#: 10306 / SEC#: , 8-26902
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
