Len D. Do
Professional summary
Len D Do, who also goes by Len D Do, Len Do, is a registered financial advisor currently at DO, LEN D located in San Bruno, California.
Len is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Len has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Len D Do's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2021 - Present
DO, LEN D
June 10, 2019 - August 22, 2019
EDWARD JONES
June 10, 2019 - August 22, 2019
EDWARD JONES
June 5, 2002 - July 12, 2017
UBS FINANCIAL SERVICES INC.
March 19, 2002 - July 12, 2017
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/12/2021)
Exams
Current Firm
DO, LEN D
CRD#: 313112 / SEC#:
Contact information
Red Flags
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