RB
Robert E. Burns
THRIVENT INVESTMENT MANAGEMENT
Bend, OR 97703
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CRD#: 4478190
RB
Professional summary
Robert Edward Burns is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Bend, Oregon.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL HOUSE POSITION: landlord NATURE: Rental of Single Family house INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2024 ADDRESS: 61395 sunbrook Dr, Bend OR 97702, United States DESCRIPTION: Wife, Teri Burns manages COVERED CALIF: ANTHEM BLUE CROSS & APPROVED PLANS AS WELL AS ANTHEM GROUP POSITION: Agent NATURE: Health insurance associated with ACA and specifically Covered California Healthcare programwith compensation received either through Covered CA or the the insurance companies. Working with existing clients and referrals to establish their ability to qualify for coverage and premium assistance as part of their overall financial planning. Office professional Teri Burns has obtained Life and Health License (CA) and is assisting in managing current and new enrollments.Anthem Blue Cross Health Insurance activities and income is for recurring policies. Anthem has pulled out of California for individual market.Other than Medicare Supp and Prescription plans no health policies sold outside of CA. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2002 ADDRESS: 62910 OB Riley Road, Suite 300, Bend OR 97703, United States DESCRIPTION: Assist clients in enrolling in appropriate healthcare options. THis includes the client and their dependents. in some cases Children of the CLient are aging out of group coverage.Health Insurance planning is one part of the Holistic planning necessary to achieve the client's financial and lifestyle goals.Licensed Health Insurance OP (Teri Burns) assists in the management of existing clients and processing of new enrollments. RENTAL PROPERTY POSITION: Owner Rental property NATURE: Single family residence used as Long term Rental to (non-thrivent members only). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 61158 Teton Lane, Bend OR 97702, United States DESCRIPTION: Spouse Teresa Burns is 99% responsible for the month to month management of this rental property. Business conducted from home or her cell. No interaction with Thrivent activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Edward Burns's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Edward Burns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2004 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 62910 Ob Riley Road, Bend, OR 97703Office #4: 203 N. Brea Blvd, Brea, CA 92821RIA
BD
CRD#: 18387
Bend, OR
Current
December 21, 2001 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 62910 Ob Riley Road, Bend, OR 97703Office #3: 203 N. Brea Blvd, Brea, CA 92821RIA
BD
CRD#: 18387
Bend, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/1/2024)
RR
Alaska(5/5/2023)
RR
Arizona(5/8/2006)
RR
California(1/14/2002)
IAR
California(1/29/2004)
RR
Colorado(1/25/2019)
RR
Florida(1/26/2011)
RR
Georgia(4/24/2019)
RR
Idaho(1/16/2018)
RR
Illinois(8/9/2012)
RR
Indiana(1/10/2025)
RR
Kansas(6/2/2016)
RR
Maryland(7/11/2023)
RR
Michigan(6/17/2019)
RR
Minnesota(7/6/2007)
RR
Missouri(1/23/2020)
RR
Montana(7/15/2014)
RR
Nebraska(11/3/2021)
RR
Nevada(1/2/2006)
RR
North Carolina(1/10/2020)
RR
Oregon(10/3/2012)
IAR
Oregon(5/1/2023)
RR
South Carolina(8/16/2021)
RR
Tennessee(1/28/2021)
RR
Texas(7/20/2015)
IAR
Texas(7/20/2015)
RR
Utah(12/13/2019)
RR
Virginia(1/10/2020)
RR
Washington(10/18/2011)
RR
Wisconsin(6/7/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
