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MF

Matthew H. Foster

PARK PLACE CAPITAL
Homewood, AL 35209
Some features on this profile are disabled
CRD#: 4477994
MF

Professional summary

Matthew Haas Foster is a registered financial advisor currently at PARK PLACE CAPITAL CORPORATION located in Homewood, Alabama and PARK PLACE CAPITAL SECURITIES CORP. located in Homewood, Alabama.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Matthew has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 50, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Haas Foster's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2020 - Present

PARK PLACE CAPITAL CORPORATION

Office #1: 2728 19th Place S Suite 160, Homewood, AL 35209
RIA
CRD#: 107952
Homewood, AL
Current

July 8, 2024 - Present

PARK PLACE CAPITAL SECURITIES CORP.

Office #1: 2728 19th Place South Suite 140, Homewood, AL 35209Office #2: 2728 19th Place South Suite 140, Homewood, AL 35209
BD
CRD#: 326891
HOMEWOOD, AL
Past

January 8, 2013 - September 1, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
BIRMINGHAM, AL
Past

January 8, 2013 - September 1, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
BIRMINGHAM, AL
Past

December 21, 2010 - November 28, 2011

SYNERGY INVESTMENT GROUP, LLC

RIA
CRD#: 46035
KANNAPOLIS, NC
Past

July 7, 2010 - November 28, 2011

JBS LIBERTY SECURITIES, INC.

BD
CRD#: 36179
KANNAPOLIS, NC
Past

July 9, 2008 - December 3, 2010

NBC SECURITIES, INC.

BD
CRD#: 17870
BIRMINGHAM, AL
Past

July 2, 2008 - December 3, 2010

NBC SECURITIES, INC.

RIA
CRD#: 17870
BIRMINGHAM, AL
Past

May 25, 2005 - July 24, 2006

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
CHATTANOOGA, TN
Past

July 3, 2003 - July 24, 2006

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
CHATTANOOGA, TN
Past

February 6, 2002 - May 21, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
JACKSONVILLE, FL
Past

February 5, 2002 - May 21, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PARK PLACE CAPITAL CORPORATION
NASHVILLE CAPITAL CORP | PARK PLACE CAPITAL CORPORATION | PARK PLACE CAPITAL

CRD#: 107952 / SEC#: 801-32593

RIA
Registered Investment Advisory firm - (9/2/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(6/26/2020)
IAR
Florida
(9/10/2020)
IAR
Georgia
(6/30/2020)
IAR
Mississippi
(6/26/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/23/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/7/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/21/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 9/1/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 8/10/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 4/18/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/4/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PP
PARK PLACE CAPITAL CORPORATION
NASHVILLE CAPITAL CORP | PARK PLACE CAPITAL CORPORATION | PARK PLACE CAPITAL

CRD#: 107952 / SEC#: 801-32593

RIA
Registered Investment Advisory firm - (9/2/1988 Approved)
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Contact information

Main Address
2728 19th Place S Suite 160, Homewood, AL 35209
Mailing Address
Phone number
(800) 459-9084
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 WRAP FEE PROGRAM BROCHURE (10/7/2025)
PARK PLACE CAPITAL ADV PART 2 (9/8/2025)

Regulatory assets under management

Total Number of Accounts416
AUM (Assets Under Management)$ 724,023,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARK PLACE CAPITAL CORPORATION

CRD#: 107952Homewood, AL 35209

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