Lynn A. Gilbert

DRIVE WEALTH ADVISERS

Sandy, UT 84070

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CRD#: 4477926

Professional summary

Lynn A. Gilbert, who also goes by Lynn A Gilbert, Lynn Alan Gilbert, is a registered financial advisor currently at DRIVE WEALTH ADVISERS located in Sandy, Utah.

Lynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Lynn has worked at 3 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lynn A Gilbert | Lynn Alan Gilbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GILBERT & STEWART, CPA; OF COUNSEL; NON-INVESTMENT RELATED: NO; 190 W 800 N, PROVO, UT 84601; CPA FIRM; TAX PREPARER; 2014-07-01; 10 HOURS/MONTH/TRADING E. EXCEL USA, LLC; CEO; NON INVESTMENT RELATED; 9957 S. JORDAN GATEWAY, SANDY, UT 84070; MLM BUSINESS; 2019-01-01; 70 HOURS/MONTH/TRADING; I am also a partner in the entity E. Excel USA, LLC (a dietary supplement company) and hold the position of CEO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynn A. Gilbert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2021 - Present

DRIVE WEALTH ADVISERS

Office #1: 9957 South Jordan Gateway, Sandy, UT 84070

RIA

CRD#: 174728

Sandy, UT

Past

January 21, 2020 - January 7, 2021

MAGELLAN CAPITAL LLC

RIA

CRD#: 294464

LEHI, UT

Past

January 27, 2009 - December 18, 2018

KNOX CAPITAL ADVISORS, LLC

RIA

CRD#: 131000

DRAPER, UT

Past

December 5, 2006 - February 28, 2008

KNOX CAPITAL ADVISORS, LLC

RIA

CRD#: 131000

DRAPER, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DRIVE WEALTH ADVISERS

DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT

CRD#: 174728 / SEC#: 801-113223

RIA

Registered Investment Advisory firm - (5/11/2018 Approved)

California

Registered Investment Advisory firm - (6/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2018 Terminated)

Utah

Registered Investment Advisory firm - (5/17/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(3/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/2000

Uniform Securities Agent State Law Examination

Current Firm

DRIVE WEALTH ADVISERS

DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT

CRD#: 174728 / SEC#: 801-113223

RIA

Registered Investment Advisory firm - (5/11/2018 Approved)

California

Registered Investment Advisory firm - (6/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2018 Terminated)

Utah

Registered Investment Advisory firm - (5/17/2018 Terminated)

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Contact information

Main Address

3333 N Digital Drive #700, Lehi, UT 84043

Mailing Address

Phone number

(801) 901-6150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DRIVE WEALTH MANAGEMENT, LLC ADV PART 2 BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	4,487
AUM (Assets Under Management)	$ 2,175,572,827

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/31/2025	Cover Page	Report
03/20/2024	Cover Page	Report
02/27/2023	Cover Page	Report
04/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lynn A. Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynn A. Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRIVE WEALTH ADVISERS

MAGELLAN CAPITAL LLC

KNOX CAPITAL ADVISORS, LLC

KNOX CAPITAL ADVISORS, LLC

Primary Firm SEC Registration

DRIVE WEALTH ADVISERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2006

Series 63

Date: 7/17/2000

Current Firm

DRIVE WEALTH ADVISERS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DRIVE WEALTH ADVISERS

TRUST BUT VERIFY

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