JD
Jason T. Douglas
ROCKEFELLER FINANCIAL LLC | Financial Advisor
Atlanta, GA 30305
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CRD#: 4477364
JD
Professional summary
Jason T Douglas, CFP®, who also goes by Trent Douglas, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Atlanta, Georgia.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Loans/credit services
Trust & estate planning
Philanthropic services
Executive services/Equity comp...
Insurance
Trading individual securities
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
Trent Douglas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Magpie Holdings, LLC / Atlanta, GA / Partnership/ Real Estate / Rental Real Estate / Partner / Management of rental real estate / Start Date 3/4/16 /// 2)Conch Shell Harbour Island, Harbour Island, BHS. Second home rental. Owner since November 2022. Compensated. 10 hours per month is devoted to the entity. Zero hours during trading hours. 3)Third Home, Brentwood, TN. Investment Related. Vacation home exchange. Shareholder since June 2015. Not Compensated. Zero hours per month is devoted to the entity. Zero hours during trading hours. 4) 384 College Ave Ruben Square Shopping Center, Clemson, SC. Investment Related. Commercial Real Estate. Shareholder since October 2018. Not Compensated. Private investment in commercial real estate parcel with 4 commercial tenants. Zero hours per month is devoted to the entity. Zero hours during trading hours. 5) Various Conservation Easements through Ecco Terra, Atlanta, GA. Investment Related. Conservation Real Estate. Shareholder since January 2017. Not Compensated. Zero hours per month is devoted to the entity. Zero hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jason T Douglas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason T Douglas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
October 13, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305RIA
BD
CRD#: 291361
Atlanta, GA
Current
October 13, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305RIA
BD
CRD#: 291361
Atlanta, GA
Past
September 10, 2014 - October 24, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ATLANTA, GA
Past
September 10, 2014 - October 24, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ATLANTA, GA
Past
March 19, 2003 - September 11, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
March 14, 2002 - September 11, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2023)
RR
Arizona(10/13/2023)
RR
California(10/13/2023)
RR
Colorado(10/13/2023)
RR
Connecticut(10/13/2023)
RR
Delaware(10/13/2023)
RR
District of Columbia(10/13/2023)
RR
Florida(10/13/2023)
RR
Georgia(10/13/2023)
IAR
Georgia(10/16/2023)
RR
Idaho(10/13/2023)
RR
Indiana(10/13/2023)
RR
Kansas(10/13/2023)
RR
Kentucky(10/13/2023)
RR
Louisiana(10/13/2023)
RR
Maryland(10/13/2023)
RR
Massachusetts(10/13/2023)
RR
Michigan(10/13/2023)
RR
Montana(10/13/2023)
RR
Nevada(3/5/2024)
RR
New Jersey(10/13/2023)
RR
New Mexico(10/13/2023)
RR
New York(10/13/2023)
RR
North Carolina(10/13/2023)
RR
Ohio(10/13/2023)
RR
Pennsylvania(10/13/2023)
RR
South Carolina(10/13/2023)
RR
Tennessee(10/13/2023)
RR
Texas(10/13/2023)
IAR
Texas(10/13/2023)
RR
Virginia(10/13/2023)
RR
West Virginia(10/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Financial AdvisorCRD#: 291361Atlanta, GA 30305TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
