Anthony N. Llanes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Nelson Llanes was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2002. Anthony had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2007 - April 10, 2007
BROOKVILLE CAPITAL PARTNERS
February 13, 2006 - June 9, 2006
BROOKVILLE CAPITAL PARTNERS
July 18, 2005 - March 23, 2006
BENSON YORK GROUP, INC.
June 13, 2005 - July 5, 2005
AMERICAN CAPITAL PARTNERS, LLC
February 2, 2005 - May 10, 2005
J.P. TURNER & COMPANY, L.L.C.
January 30, 2004 - September 22, 2004
GREAT EASTERN SECURITIES, INC.
April 8, 2002 - October 9, 2002
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKVILLE CAPITAL PARTNERS
CRD#: 102380 / SEC#: , 8-52119
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANTERBURY SECURITIES HOLDINGS INC. | SOLE MEMBER | |
| IEZZONI, GABRIEL ANTHONY | CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1243767 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
