Arthur A. Tolendini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Anthony Tolendini was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1962. Arthur had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 1, Series 000 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2014 - August 3, 2015
LIVEVOL SECURITIES, INC.
April 1, 2013 - December 26, 2013
LIVEVOL SECURITIES, INC.
June 4, 2008 - September 28, 2012
ON POINT EXECUTIONS, LLC
July 25, 2006 - April 14, 2008
TAFFERER TRADING, LLC
January 3, 2005 - July 25, 2006
TAFFERER TRADING, LLC
November 2, 2004 - November 24, 2004
TRADITION SECURITIES AND DERIVATIVES LLC
March 3, 2003 - October 14, 2004
EASTBROOK CAPITAL GROUP LLC
March 1, 1993 - February 5, 2002
DREYFUS BROKERAGE SERVICES, INC.
May 5, 1992 - October 29, 1992
FORESTERS FINANCIAL SERVICES, INC.
February 1, 1983 - July 9, 1990
DREYFUS BROKERAGE SERVICES, INC.
September 20, 1962 - January 20, 1983
JII SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/4/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 9/20/1962
Registered Representative ExaminationSeries 000
Date: 7/18/1962
General Securities Principal ExaminationSeries 8
Date: 6/16/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LIVEVOL SECURITIES, INC.
CRD#: 23670 / SEC#: , 8-40623
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIVEVOL, INC. | OWNER | |
| ALVIRA, LUIS | MANAGING DIRECTOR, CCO | 2714996 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
