LG
Leigh J. Goldblatt
GFN CAPITAL MANAGEMENT
RICHARDSON, TX 75080
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CRD#: 4476941
LG
Professional summary
Leigh Jay Goldblatt is a registered financial advisor currently at GFN CAPITAL MANAGEMENT located in Richardson, Texas and KOVACK SECURITIES INC. located in Richardson, Texas.
Leigh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Leigh has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA: GLAZER FINANCIAL NETWORK - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, MAIN COMPANY FOR MARKETING, VP OF SALES,COLLECTS FEES FOR ACCOUNTING AND PENSION, SALES, 30% OF TIME SPENT, COMPENSATED BY COMMISSIONS. 2) FIXED INSURANCE - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080; FIXED INSURANCE; NON INVESTMENT RELATED; SALES; 40% OF TIME SPENT 3) THE PENSION SPECIALISTS, INC. - A DIVISION OF GLAZER FINANCIAL NETWORK, VICE PRESIDENT, MARKETS FOR PENSION ADMINISTRATION, OVERSEE ADMINISTRATION AND SALES, 10% OF TIME SPENT, COMPENSATED THROUGH GLAZER & ASSOCIATES. 4)DOCTORS RESOURCE SERVICES - A DIVISION OF GLAZER FINANCIAL NETWORK, VP OF SALES, MARKETING TO DOCTORS,SALES, 5% OF TIME SPENT, COMPENSATED THROUGH GLAZER & ASSOCIATES. 5)GLAZER & ASSOCIATES - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, COLLECTS COMMISSIONS FOR INVESTMENTS AND FIXED INSURANCE, COMPENSATED BY COMMISSIONS. 6) GLAZER CAPITAL MANAGEMENT DBA GFN CAPITAL MANAGEMENT - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, MARKETS & COLLECTS FEES FOR RIA BUSINESS, CCO, COMPLIANCE AND SALES, 15% OF TIME SPENT, COMPENSATED BY PERCENTAGE OF REVENUE. 7) LG RETIRE, LLC - 4121 SUNFLOWER LANE, TX; NON-INVESTMENT RELATED; BOOKEEPING, FINANCIAL STATEMENTS FOR TAX RETURN AND PAYROLL PROCESSING FORMS; OWNER; 5% OF TIME SPENT.
CRS (Client Relationship Summary) - RIA
Click below to view Leigh Jay Goldblatt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2006 - Present
GFN CAPITAL MANAGEMENT
Office #1: 300 N. Coit Road, Suite 1300, Richardson, TX 75080RIA
CRD#: 139403
RICHARDSON, TX
Current
February 13, 2007 - Present
KOVACK SECURITIES INC.
Office #1: 300 N. Coit Road Suite 1300, Richardson, TX 75080BD
CRD#: 44848
Richardson, TX
Past
May 23, 2006 - March 7, 2007
THOMAS GROUP CAPITAL
BD
CRD#: 112901
DALLAS, TX
Past
September 1, 2004 - June 16, 2006
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
DALLAS, TX
Past
December 4, 2002 - June 16, 2006
FSC SECURITIES CORPORATION
BD
CRD#: 7461
DALLAS, TX
Past
December 10, 2001 - November 18, 2002
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(3/27/2007)
RR
Florida(11/10/2015)
RR
Massachusetts(10/27/2023)
RR
Missouri(10/21/2008)
IAR
Texas(8/28/2006)
RR
Texas(2/13/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
GC
GFN CAPITAL MANAGEMENT
GFN CAPITAL MANAGEMENT | GLAZER CAPITAL MANAGEMENT, LLC | GLAZER CAPITAL
CRD#: 139403 / SEC#:
Arkansas
Registered Investment Advisory firm - (11/9/2011 Terminated)Texas
Registered Investment Advisory firm - (5/30/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 N. Coit Road, Suite 1300, Richardson, TX 75080
Mailing Address
Phone number
(972) 385-0007
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 367 |
| AUM (Assets Under Management) | $ 107,075,931 |
Red Flags
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Company Information
GFN CAPITAL MANAGEMENT
CRD#: 139403Richardson, TX 75080TRUST BUT VERIFY
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