Matthew R. Rossi
Professional summary
Matthew Raymond Rossi was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Matthew had worked at 2 firms, which includes SJL CAPITAL LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2016 - July 21, 2017
SJL CAPITAL LLC
October 5, 2011 - December 31, 2011
SJL CAPITAL LLC
October 24, 2007 - December 31, 2008
SJL CAPITAL LLC
July 18, 2005 - December 31, 2006
SJL CAPITAL LLC
State Registrations and Notice Filings
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Current Firm
SJL CAPITAL LLC
CRD#: 282774 / SEC#:
Contact information
Red Flags
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