RB
Robert S. Barley
AMPLIO WEALTH MANAGEMENT
Austin, TX 78734
Some features on this profile are disabled
CRD#: 4476883
RB
Professional summary
Robert Scott Barley is a registered financial advisor currently at AMPLIO WEALTH MANAGEMENT, INC. located in Austin, Texas and LPL FINANCIAL LLC located in Austin, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/4/2004: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE 2. 5/14/2004: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - FIXED INSURANCE 3. 12/21/2004: AMPLIO WEALTH MANAGEMENT, INC - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE DBA - INV REL 4. 11/24/2017 - Chadwin Barley dba Heart and Sold Austin - Investment Related - Home Based -Mortgage/Real Estate Services - start date 11/07/2017 - 12 hours per month/0 hours during securities trading. 5. 10/11/2019 - Advisor Resource Council - DBA: (Hybrid) Amplio Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2020 - 120 Hours Per Month During Securities Trading. 6. 9/22/2020 - Amplio Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/21/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Amplio Wealth Managment, Inc., an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/05/2023 - No Business Name - Inv Related - Austin, TX - Real Estate Rental - Started: 8/1/2017 - 4 Hrs/Mo; 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Scott Barley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2020 - Present
AMPLIO WEALTH MANAGEMENT, INC.
Office #1: 1921 Lohmans Crossing Suite 100, Austin, TX 78734RIA
CRD#: 309712
Austin, TX
Current
January 23, 2004 - Present
LPL FINANCIAL LLC
Office #1: 1921 Lohmans Crossing Rd Ste 100, Austin, TX 78734RIA
BD
CRD#: 6413
AUSTIN, TX
Past
August 5, 2014 - November 19, 2020
ADVISOR RESOURCE COUNCIL
RIA
CRD#: 164109
Austin, TX
Past
April 6, 2004 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
January 15, 2002 - January 27, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/21/2022)
RR
California(2/23/2021)
RR
Colorado(4/9/2021)
RR
Florida(6/23/2004)
RR
Kentucky(1/4/2005)
RR
Missouri(4/19/2024)
RR
New Jersey(8/21/2024)
RR
New Mexico(6/20/2013)
RR
Oklahoma(12/9/2009)
RR
Texas(1/23/2004)
IAR
Texas(8/21/2020)
RR
Virginia(2/7/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AMPLIO WEALTH MANAGEMENT, INC.
AMPLIO WEALTH MANAGEMENT, INC.
CRD#: 309712 / SEC#:
Texas
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Contact information
Main Address
1921 Lohmans Crossing Suite 100, Austin, TX 78734
Mailing Address
Phone number
(512) 917-5066
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 31,485,699 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
