Robert W. Raimondo

BROOKWOOD INVESTMENT GROUP

Phoenix, AZ 85044

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CRD#: 4476842

Professional summary

Robert William Raimondo, who also goes by Robert William Raimondo, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Phoenix, Arizona.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robert has worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert William Raimondo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). BELPOINTE INSURANCE LLC, GREENWICH, CT 06831, INVESTMENT RELATED, OWNER, STARTED COMPANY IN 2009, 10 HOURS PER WEEK DURING TRADING HOURS, DUTIES INCLUDE MANAGEMENT AND SALE OF FIXED INSURANCE PRODUCTS. 2). ACCESSPOINT-MVP MANAGER; INVESTMENT RELATED; MANAGER TO PRIVATE EQUITY FUND; MANAGER SINCE 7/2021; 10 HOURS PER WEEK DURING NON TRADING HOURS. 3). ACCESSPOINT VENTURE PARTNERS, LLC; INVESTMENT RELATED; MANAGER TO PRIVATE EQUITY FUNDS; MEMBER SINCE 07/2021; 10 HOURS PER WEEK DURING NON TRADING HOURS. 4.) BROOKWOOD INVESTMENT GROUP, LLC, INVESTMENT RELATED, 3930 E. RAY ROAD, STE. 155, PHOENIX, AZ, 85044, RIA, SINCE 12/2022, CEO & INVESTMENT ADVISOR REPRESENTATIVE; 10 HOURS PER WEEK; 0 HOURS DURING TRADING HOURS; MANAGEMENT OF RIA. 5). BELPOINTE ASSET MANAGEMENT LLC; INVESTED RELATED; 3930 E. RAY ROAD, STE 155, PHOENIX, AZ 85044; SINCE 01/2012; INVESTMENT ADVISOR REPRESENTATIVE, 10 HOURS PER WEEK; 10 HOURS DURING TRADING. 6). BROOKWOOD INSURANCE GROUP, LLC, INVESTMENT RELATED, 3930 E. RAY ROAD, STE. 155, PHOENIX, AZ, 85044; OWNER & PRODUCER, SINCE 2/2022, 4 HOURS PER WEEK DURING NON TRADING HOURS, DUTIES INCLUDE MANAGEMENT AND SALE OF FIXED INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Raimondo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2023 - Present

BROOKWOOD INVESTMENT GROUP

Office #1: 3930 E. Ray Road Suite 155, Phoenix, AZ 85044

RIA

CRD#: 316544

Phoenix, AZ

Past

January 3, 2012 - June 30, 2023

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

Phoenix, AZ

Past

January 2, 2009 - December 31, 2011

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

PHOENIX, AZ

Past

January 2, 2009 - December 31, 2011

WRP INVESTMENTS, INC.

CRD#: 7365

PHOENIX, AZ

Past

February 27, 2007 - January 20, 2009

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SHELTON, CT

Past

January 31, 2007 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SHELTON, CT

Past

January 31, 2007 - January 20, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SHELTON, CT

Past

June 12, 2006 - February 5, 2007

OSAIC FA, INC.

RIA

CRD#: 3978

BRAINTREE, MA

Past

June 28, 2005 - May 10, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

WALTHAM, MA

Past

June 28, 2005 - February 5, 2007

OSAIC FA, INC.

CRD#: 3978

BRAINTREE, MA

Past

September 13, 2004 - July 14, 2005

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

December 4, 2003 - September 27, 2004

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

June 5, 2003 - December 8, 2003

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

November 21, 2001 - June 3, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 21, 2001 - June 3, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/30/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/20/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert W. Raimondo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Raimondo's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELPOINTE ASSET MANAGEMENT LLC

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

INVEST FINANCIAL CORPORATION

VOYA FINANCIAL ADVISORS, INC.

MONY SECURITIES CORPORATION

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2006

Series 63

Date: 12/27/2001

Series 7

Date: 5/30/2006

Series 6

Date: 11/20/2001

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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