John A. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John A. Mcdonald, CFA was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2021 - June 10, 2022
TRANSFORM WEALTH, LLC
February 10, 2014 - March 24, 2015
PATRIOT WEALTH MANAGEMENT, INC.
January 25, 2012 - February 11, 2014
WEST POINT CAPITAL CORP
April 18, 2001 - November 17, 2009
PIEDRA CAPITAL LTD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
TRANSFORM WEALTH, LLC
CRD#: 283403 / SEC#: 801-107796
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,810 |
| AUM (Assets Under Management) | $ 3,377,136,557 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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