Brian C. Neu

OLIMPIO NEU & ASSOCIATES

FRISCO, TX 75034

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CRD#: 4476634

Professional summary

Brian Christopher Neu, CFP® is a registered financial advisor currently at OLIMPIO NEU & ASSOCIATES, INC. located in Frisco, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Brian has worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Christopher Neu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

September 14, 1999 - Present

OLIMPIO NEU & ASSOCIATES, INC.

Office #1: 6160 Warren Parkway Suite 100, Frisco, TX 75034

RIA

CRD#: 114752

FRISCO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/3/2022)

IAR

Texas
(9/14/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/12/1999

Uniform Securities Agent State Law Examination

Current Firm

OLIMPIO NEU & ASSOCIATES, INC.

OLIMPIO FINANCIAL ADVISORY, INC. | OLIMPIO NEU & ASSOCIATES, INC.

CRD#: 114752 / SEC#: 801-64138

RIA

Registered Investment Advisory firm - (6/8/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (12/5/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (3/2/2022 Approved)

Texas

Registered Investment Advisory firm - (6/5/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6160 Warren Parkway Suite 100, Frisco, TX 75034

Mailing Address

Phone number

(972) 392-1344

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	253
AUM (Assets Under Management)	$ 66,254,818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian C. Neu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Christopher Neu's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLIMPIO NEU & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/12/1999

Current Firm

OLIMPIO NEU & ASSOCIATES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OLIMPIO NEU & ASSOCIATES, INC.

TRUST BUT VERIFY

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