Brian D. Vosberg
CENTAURUS FINANCIAL
Glendora, CA 91741
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CRD#: 4476509
Professional summary
Brian Daniel Vosberg, CFP®, ChFC®, CLU® is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Glendora, California.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BRIAN VOSBERG POSITION: Owner NATURE: Expert witness testimony regarding various financial topics INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/31/2016 ADDRESS: 224 W. Foothill Blvd., Glendora CA 91741, United States DESCRIPTION: Provide testimony regarding various financial topics 2. CITRUS COLLEGE, NON-INVESTMENT RELATED, 1000 WEST FOOTHILL BLVD., GLENDORA, CA 91741, COLLEGE FOUNDATION BOARD, BOARD MEMBER, SINCE 11/1/2012, DEVOTED TIME IS 5 HRS A MONTH, FUND RAISING, PLANNED GIVING AND INVESTMENT/ENDOWMENT REVIEW. 3. VOSBERG FINANCIAL & INSURANCE SERVICES, PRESIDENT, TBD, 224 W. FOOTHILL BLVD., GLENDORA, CA 91741, SOLICIT AND SUPPORT OF INSURANCE AGENTS FOR INSURANCE PRODUCTS SALES INCLUDING INDEXED PRODUCTS, DEVOTED TIME IS 5 HRS A MONTH, NON-INVESTMENT RELATED. 4. OWNER, VOSBERG & ASSOCIATES FINANCIAL PLANNING & WEALTH MANAGEMENT, 224 W. FOOTHILL BLVD., GLENDORA, CA 91741. NON INVESTMENT RELATED, DBA FOR BRANDING PURPOSES ONLY, SINCE 01/2005 AND I SPEND APPROX. 160 HOURS PER MONTH ON THIS ACTIVITY. 5. VOSBERG & ASSOCIATES REAL ESTATE INVESTMENTS POSITION: Owner NATURE: Acquisition, disposition and consulting of real estate for clients. Provide mortgage brokerage services for clients. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2005 ADDRESS: 224 W. Foothill Blvd, Glendora CA 91741, United States DESCRIPTION: Consult with clients regarding real estate. 6. VOSBERG COLLEGE FUNDING STRATEGIES, NON-INVESTMENT RELATED, 224 W. FOOTHILL BLVD., GLENDORA, CA 91741, OWNER, SINCE 07/2011 AND I SPEND APPROX. 10 HOURS PER MONTH ON THIS ACTIVITY. I HELP FAMILIES INCREASE FINANCIAL AID AND/OR REDUCE THE AMOUNT THEY HAVE TO PAY FOR COLLEGE. 7. VICE PRESIDENT, FOOTHILL UNITY CENTER, 915 W. CHESTNUT AVE., MONROVIA, CA 91016. NON INVESTMENT RELATED SINCE 12/2008 AND I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. I SERVE AS A BOARD MEMBER ON THE EXECUTIVE AND INVESTMENT COMMITTEE. 8. VOSBERG WEALTH MANAGEMENT, NON-INVESTMENT RELATED, 224 W. FOOTHILL BLVD., GLENDORA, CA 91741, DBA FOR BRANDING PURPOSES ONLY, OWNER, SINCE 4/1/2020. 9. CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA POSITION: Adjunct Faculty NATURE: Finance, Real Estate and Law Department INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 3801 W Temple Ave, Pomona CA 91768, United States DESCRIPTION: Adjunct Faculty - Finance, Real Estate and Law Department 10. RETIREMENT SOLUTIONS MEDIA POSITION: Owner NATURE: Retirement education INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/06/2025 ADDRESS: 224 W. Foothill Blvd., Glendora CA 91741, United States DESCRIPTION: Providing retirement education through book sales, podcast, webinars and workshops. 11. VOSBERG & ASSOCIATES POSITION: Enrolled Agent NATURE: Tax planning and tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/09/2015 ADDRESS: 224 W. Foothill Blvd, Glendora CA 91741, United States DESCRIPTION: Tax planning and tax preparation
CRS (Client Relationship Summary) - RIA
Click below to view Brian Daniel Vosberg's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Daniel Vosberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
February 6, 2009 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 224 W. Foothill Blvd., Glendora, CA 91741RIA
BD
CRD#: 30833
Glendora, CA
Current
February 6, 2009 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 224 W. Foothill Blvd., Glendora, CA 91741RIA
BD
CRD#: 30833
Glendora, CA
Past
August 7, 2008 - January 5, 2009
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
PASADENA, CA
Past
August 6, 2008 - January 5, 2009
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
PASADENA, CA
Past
January 31, 2005 - July 10, 2008
TRANSAMERICA FINANCIAL ADVISORS, INC.
RIA
CRD#: 3600
PASADENA, CA
Past
September 16, 2004 - July 10, 2008
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
PASADENA, CA
Past
April 26, 2004 - September 8, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
DUARTE, CA
Past
April 6, 2004 - September 8, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
January 15, 2003 - March 2, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
January 25, 2002 - December 31, 2002
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/20/2023)
IAR
Arizona(9/26/2023)
RR
California(2/6/2009)
IAR
California(2/6/2009)
IAR
Florida(7/7/2014)
RR
Idaho(2/20/2020)
IAR
Idaho(3/12/2025)
IAR
Nebraska(5/26/2021)
RR
Nevada(3/14/2019)
IAR
Nevada(8/3/2020)
RR
South Carolina(4/1/2022)
IAR
Utah(4/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
