Colleen I. Yee
Professional summary
Colleen Ignacio Yee, who also goes by Colleen Ignacio, Colleen Ignacio, is a registered financial professional currently at LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC located in Chicago, Illinois.
Colleen is registered as a RR (Registered Representative) and started their career in finance in 2001. Colleen has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colleen Ignacio Yee's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2017 - Present
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
Office #1: 333 West Wacker Drive Suite 2300, Chicago, IL 60606June 4, 2014 - February 14, 2017
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
March 4, 2014 - June 24, 2014
GUGGENHEIM INVESTMENTS
March 3, 2014 - June 5, 2014
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
July 7, 2011 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
April 8, 2010 - June 3, 2011
J.P. MORGAN SECURITIES LLC
September 25, 2003 - June 1, 2009
DWS DISTRIBUTORS, INC.
September 17, 2002 - September 3, 2003
MORGAN STANLEY DW INC.
December 17, 2001 - September 3, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2024)
(2/28/2017)
(8/18/2025)
(9/12/2024)
(2/28/2017)
(2/28/2017)
Exams
FINRA
Current Firm
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
CRD#: 157625 / SEC#: , 8-68856
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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