Michael J. Ketter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jerome Ketter, who also goes by Michael Ketter, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - December 20, 2023
KETTER PRIVATE WEALTH, LLC.
June 1, 2009 - July 9, 2013
MORGAN STANLEY
June 1, 2009 - July 9, 2013
MORGAN STANLEY
January 16, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 16, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 29, 2003 - January 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 2003 - January 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2002 - September 30, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
KETTER PRIVATE WEALTH, LLC.
CRD#: 168832 / SEC#:
Contact information
Red Flags
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