Jon D. Hermanson

Some features on this profile are disabled

CRD#: 4476183

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jon David Hermanson was a registered financial professional .

Jon is a previously registered financial professional and started their career in finance in 1999. Jon had worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 30, 1999 - December 16, 2016

SAGE FINANCIAL ADVISORS INC.

RIA

CRD#: 116933

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE FINANCIAL ADVISORS INC.

CRD#: 116933 / SEC#: 801-60717

RIA

Registered Investment Advisory firm - (11/16/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/11/1999

Uniform Securities Agent State Law Examination

Current Firm

SAGE FINANCIAL ADVISORS INC.

CRD#: 116933 / SEC#: 801-60717

RIA

Registered Investment Advisory firm - (11/16/2001 Approved)

Upgrade to AdvisorCheck Premium

Firm MonitoringMonitor not just your advisor but also their firm.

More Frequent AlertsGet updates every two weeks instead of monthly.

Contact information

Main Address

8980 E. Raintree Drive Suite 120, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 305-8060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	332
AUM (Assets Under Management)	$ 219,383,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.