Craig H. Harsfield

COLLABORATIVE FINANCIAL SOLUTIONS LLC

Brookline, MA 02446

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CRD#: 4476167

Professional summary

Craig Howard Harsfield, who also goes by Craig Howard Harsfield, is a registered financial advisor currently at COLLABORATIVE FINANCIAL SOLUTIONS LLC located in Brookline, Massachusetts.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Craig has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig Howard Harsfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Agent - Offering insurance to clients/prospects. Lines of insurance: term, whole life, universal life, annuities, LTC, disability. 2. Notary Public - Commonwealth of MA. 3. Chairperson of the Professional Advisors Committee for the Brookline Community Foundation (BCF) - non-profit organization - appointed by the Board of Trustees of BCF. 4. Board Member - Pierce School Extended Day after school program - non-profit organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Howard Harsfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2021 - Present

COLLABORATIVE FINANCIAL SOLUTIONS LLC

Office #1: 233 Harvard Street #201, Brookline, MA 02446

RIA

CRD#: 312627

Brookline, MA

Past

December 18, 2017 - July 9, 2021

ALTERNATIVE CAPITALIS, LLC

RIA

CRD#: 282775

WRENTHAM, MA

Past

December 6, 2013 - December 21, 2017

LPL FINANCIAL LLC

CRD#: 6413

BROOKLINE, MA

Past

December 5, 2006 - December 16, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WELLESLEY, MA

Past

October 5, 2005 - January 3, 2007

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEEDHAM, MA

Past

October 29, 2002 - October 5, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 29, 2002 - October 5, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/14/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/28/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLLABORATIVE FINANCIAL SOLUTIONS LLC

CRD#: 312627 / SEC#:

Massachusetts

Registered Investment Advisory firm - (4/13/2021 Approved)

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Contact information

Main Address

233 Harvard Street #201, Brookline, MA 02446

Mailing Address

Phone number

(781) 519-2338

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 16,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig H. Harsfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Howard Harsfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTERNATIVE CAPITALIS, LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PARK AVENUE SECURITIES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2002

SIE

Date: 12/21/2017

Series 7

Date: 7/14/2003

Series 6

Date: 10/28/2002

Current Firm

COLLABORATIVE FINANCIAL SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLLABORATIVE FINANCIAL SOLUTIONS LLC

TRUST BUT VERIFY

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