SF
Steven P. Fish
EAGLE STRATEGIES LLC
POWHATAN, VA
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CRD#: 4476154
SF
Professional summary
Steven Pierce Fish, who also goes by Steve Fish, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Powhatan, Virginia and NYLIFE SECURITIES LLC located in Powhatan, Virginia.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Fish
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [Nyquist Fantastic Alliance; Brokering of health insurance and disability insurance to small group client in Minnesota.; 1325 American Blvd East, Suite 5A, Bloomington, MN 55425; Start Date 06/2016; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Mary Chan Charters; As the owner & founder of Mary Chan Charters, I am a fishing guide and boat captain. Along with a friend of mine, we take people fishing; 2202 Mill Road, Powhatan, VA 23139; Start Date 12/2014; Role/Title: Captain; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Mountain Partners LLC; A small group (5) of people who own a large tract of land in North Carolina. Use for recreational purposes. Possibly will build a home there. ; Physical address: 1 Mountain Park Dr, Mars Hill, NC 28754 LLC registered address: 7543 Holley Circle, Panama City Beach, FL 32408; Start Date 02/2024; Role/Title: Owner; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Steven Pierce Fish's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2006 - Present
EAGLE STRATEGIES LLC
Office #2: 1410 Incarnation Way Suite 201, Charlottesville, VA 22901RIA
CRD#: 110826
POWHATAN, VA
Current
January 8, 2002 - Present
NYLIFE SECURITIES LLC
Office #1: 2202 Mill Road, Powhatan, VA 23139BD
CRD#: 5167
Powhatan, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/8/2019)
RR
Colorado(2/23/2021)
RR
Florida(3/4/2019)
RR
Georgia(4/14/2021)
RR
Illinois(8/26/2019)
RR
Indiana(3/12/2020)
RR
Kentucky(4/9/2020)
RR
Louisiana(2/7/2024)
RR
Maryland(5/21/2012)
RR
New Jersey(7/20/2017)
RR
New York(3/3/2022)
RR
North Carolina(2/6/2002)
RR
South Carolina(2/19/2013)
RR
Texas(4/15/2021)
RR
Virginia(1/14/2002)
IAR
Virginia(7/14/2006)
RR
Wyoming(1/12/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
