Emily S. Messerschmitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Saab Messerschmitt, who also goes by Emily Ann Saab, was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 2002. Emily had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2024 - October 15, 2024
FISHER INVESTMENTS
May 11, 2005 - January 17, 2023
THE FIG GROUP, LLC
April 26, 2005 - January 20, 2023
THE FIG GROUP, LLC
September 27, 2004 - May 6, 2005
WFG ADVISORS, LP
March 6, 2002 - May 6, 2005
WFG INVESTMENTS, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
