Eric K. Amundson

ADAPTIVE WEALTH MANAGEMENT

Chesterfield, MO

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CRD#: 4475908

Professional summary

Eric Keith Amundson is a registered financial advisor currently at ADAPTIVE WEALTH MANAGEMENT, LLC located in Chesterfield, Missouri and CONCORDE INVESTMENT SERVICES, LLC located in Chesterfield, Missouri.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ERIC K. AMUNDSON AGENCY, GENERAL INSURANCE AGENCY/AGENT SINCE 11/1995 TO PRESENT.14749 WESTERLY PLACE, CHESTERFIELD, MO 63017. 2) FIXED INSURANCE SALES, 14749 Westerly Place, Chesterfield, MO. 63017. OWNER/AGENT, Fixed Life Insurance, Fixed Annuity, Disability and Health Insuance. 10 HOURS PER MONTH. 1 HOUR A MONTH DURING SECURITIES TRADING HOURS. 3) ADAPTIVE WEALTH MANAGEMENT,LLC. STATE REGISTERED INVESTMENT ADVISOR. 14749 WESTERLY PLACE, CHESTERFIELD, MO., 63017. PARTNER. 100 HOURS PER MONTH, 100 HOURS PER MONTH DURING SECURITIES TRADING HOURS. MANAGING DIRECTOR, COMPLIANCE, SALES AND TRADING DUTIES. 4) Concorde Insurance Agency; CHESTERFIELD, MO. Insurance Agent; provide insurance services to clients when appropriate. No client conflict. 5) St. Louis Chapter of the Fellowship of Christian Athletes, 1400 South High Way Drive, Fenton, MO 63099. Not investment related.Christian Charity- Board of Directors. 1-5 hour/mo during business hours, 1-5 hours/mo outside business hours. 6) Bridge Profit Solutions, LLC, Non-investment related, Business Consulting, Start date 06/2021, Chesterfield, MO, Member, Managing Member of LLC. Introduce companies to strategies that can assist in increasing their profit. 1-5 hours/month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Keith Amundson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2011 - Present

ADAPTIVE WEALTH MANAGEMENT, LLC

RIA

CRD#: 152857

Chesterfield, MO

Current

February 17, 2012 - Present

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

CHESTERFIELD, MO

Past

July 25, 2006 - May 19, 2011

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

July 19, 2006 - February 17, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

CHESTERFIELD, MO

Past

February 25, 2003 - July 25, 2006

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

CHESTERFIELD, MO

Past

February 24, 2003 - July 25, 2006

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

CHESTERFIELD, MO

Past

August 23, 2002 - March 18, 2003

CENTURION SECURITIES CORPORATION

CRD#: 40405

WASHINGTON, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/28/2022)

Florida
(1/2/2020)

Georgia
(9/20/2022)

Illinois
(1/23/2018)

Massachusetts
(10/10/2024)

IAR

Missouri
(6/13/2011)

Missouri
(2/17/2012)

North Carolina
(2/27/2025)

Pennsylvania
(2/12/2025)

South Carolina
(7/15/2022)

Virginia
(11/12/2021)

Washington
(7/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ADAPTIVE WEALTH MANAGEMENT, LLC

CRD#: 152857 / SEC#:

Missouri

Registered Investment Advisory firm - (2/3/2010 Approved)

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Contact information

Main Address

Chesterfield, MO

Mailing Address

Phone number

(636) 230-0942

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 1,328,908

Red Flags

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Eric K. Amundson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Keith Amundson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

CENTURION SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2003

Series 63

Date: 8/27/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/20/2002

FINRA

Current Firm

ADAPTIVE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADAPTIVE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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