Kendall W. Maddox

MFP

Birmingham, AL 35243

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CRD#: 4475820

Professional summary

Kendall Walton Maddox, CFP® is a registered financial advisor currently at MFP, LLC located in Birmingham, Alabama.

Kendall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kendall has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A SELF EMPLOYED ATTORNEY DBA KENDALL MADDOX AND ASSOCIATES, LLC, 2550 ACTON ROAD, SUITE 210, BIRMINGHAM, ALABAMA 35243. MY PRACTICE IS CONCENTRATED IN THE AREAS OF ESTATE PLANNING AND ESTATE ADMINISTRATION. I HAVE BEEN AN ATTORNEY, LICENSED TO PRACTICE LAW IN THE STATE OF ALABAMA SINCE 1988. THE BUSINESS IS NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kendall Walton Maddox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

July 14, 2006 - Present

MFP, LLC

Office #1: 2550 Acton Road Suite 210, Birmingham, AL 35243

RIA

CRD#: 140634

Birmingham, AL

Past

August 8, 2002 - July 5, 2006

TRANSAMERICA FINANCIAL ADVISORS, INC.

RIA

CRD#: 3600

BIRMINGHAM, AL

Past

March 5, 2002 - July 5, 2006

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/14/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MFP, LLC

CRD#: 140634 / SEC#:

Alabama

Registered Investment Advisory firm - (7/14/2006 Approved)

Louisiana

Registered Investment Advisory firm - (11/17/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2550 Acton Road Suite 210, Birmingham, AL 35243

Mailing Address

Phone number

(205) 977-9045

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 35,120,863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kendall W. Maddox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kendall Walton Maddox's CRS (Customer Relationship Summary).

Certified licenses

Experience

MFP, LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2002

Series 63

Date: 11/26/2001

Series 7

Date: 1/12/2004

Series 6

Date: 3/4/2002

Current Firm

MFP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MFP, LLC

TRUST BUT VERIFY

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