Richard S. Gardner

LIONHEART FINANCIAL PLANNING

STAFFORD, VA

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CRD#: 4475661

Professional summary

Richard Smith Gardner, CFP® is a registered financial advisor currently at LIONHEART FINANCIAL PLANNING, INC. located in Stafford, Virginia.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Smith Gardner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

September 30, 2005 - Present

LIONHEART FINANCIAL PLANNING, INC.

RIA

CRD#: 134170

STAFFORD, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/17/2006)

IAR

Virginia
(9/30/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2000

Uniform Investment Adviser Law Examination

Current Firm

LIONHEART FINANCIAL PLANNING, INC.

CRD#: 134170 / SEC#:

Maryland

Registered Investment Advisory firm - (2/13/2006 Approved)

Virginia

Registered Investment Advisory firm - (8/23/2005 Approved)

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Contact information

Main Address

Stafford, VA

Mailing Address

Phone number

(540) 907-2720

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 11,227,800

Red Flags

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Richard S. Gardner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Smith Gardner's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIONHEART FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2000

Current Firm

LIONHEART FINANCIAL PLANNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIONHEART FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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