Jonathan C. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Christopher Mason was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2002. Jonathan had worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2008 - July 22, 2022
LIVINGSTON SECURITIES, LLC
May 20, 2005 - March 9, 2009
AXIOM CAPITAL MANAGEMENT, INC.
January 1, 2002 - June 1, 2005
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/10/2008
Limited Representative-Equity Trader ExamCurrent Firm
LIVINGSTON SECURITIES, LLC
CRD#: 147364 / SEC#: , 8-67901
Contact information
FINRA licenses (38 States and Territories)
Red Flags
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