Craig S. Narum
TRISPERITY ADVISORS
KATY, TX 77450
Some features on this profile are disabled
CRD#: 4475559
Professional summary
Craig Scott Narum, CFP® is a registered financial advisor currently at TRISPERITY ADVISORS, LLC located in Katy, Texas.
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Craig has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Biography
Craig has served on board of the Katy Area Chamber of Commerce, participated in other community organizations like the Katy Area Economic Development Council, and is a member of the national Financial Planning Association. He has volunteered locally for several years with Boy Scouts of America, Junior Achievement, Seven Lakes High band, local church, and various youth sports. Craig is a frequent contributor to the local media on money matters, including guest speaking events on financial planning topics for businesses, industry trade groups and other organizations. Craig and his wife, Denise, make their home in Katy with one daughter in Katy ISD schools and two in college.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Retirement Planning
Divorce Planning
Life Transitions
Education Planning
Insurance Planning
Estate Planning
Investment Planning
Tax Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Medical Professionals
Professional Athletes or Enter...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
QITTITUT CONSULTING, LLC - ADJUNCT CONSULTANT. GROWTH STRATEGY FACILITATION, BUSINESS PROCESS REDESIGN AND FINANCIAL MODELING. 0 TO 5 WORKING DAYS PER MONTH. NON-INVESTMENT RELATED BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Scott Narum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
January 1, 2007 - Present
TRISPERITY ADVISORS, LLC
Office #1: 22202 Highland Knolls Drive, Katy, TX 77450RIA
CRD#: 142438
KATY, TX
Past
August 8, 2002 - December 31, 2006
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
KATY, TX
Past
January 24, 2002 - December 31, 2006
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
KATY, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRISPERITY ADVISORS, LLC
TRISPERITY ADVISORS, LLC | TRISPERITY WEALTH ADVISORY GROUP, LLC
CRD#: 142438 / SEC#: 801-113723
RIA
Registered Investment Advisory firm - (7/26/2018 Approved)Texas
Registered Investment Advisory firm - (1/1/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/1/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TA
TRISPERITY ADVISORS, LLC
TRISPERITY ADVISORS, LLC | TRISPERITY WEALTH ADVISORY GROUP, LLC
CRD#: 142438 / SEC#: 801-113723
RIA
Registered Investment Advisory firm - (7/26/2018 Approved)Texas
Registered Investment Advisory firm - (1/1/2007 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
22202 Highland Knolls Drive, Katy, TX 77450
Mailing Address
Phone number
(281) 395-1021
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 808 |
| AUM (Assets Under Management) | $ 283,680,581 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
