DH
David R. Hughes
EAGLE STRATEGIES LLC
DENVER, CO 80209
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CRD#: 4475502
DH
Professional summary
David Ray Hughes is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Denver, Colorado and NYLIFE SECURITIES LLC located in Denver, Colorado.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[DMAC TIMBER LLC; REALESTATE HOLDING CO;6201 BRANDY RUN RD MOBILE AL 36608;OWNER; RENTAL INCOME FROM PURCHASE OF REAL ESTATE TO BE RESOLD OR RENTED; 4 HOURS A MONTH ON WEEKENDS ONLY; INVESTMENT RELATED] [DMAC PROPERTIES LLC; OWNER;REAL ESTATE HOLDING CO; RENTAL INCOME; 4 HRS WEEKENDS ONLY;6201 BRANDY RUN RD N MOBILE, AL 36608;PURCHASE REAL ESTATE TO RESALE OR RENT; INVESTMENT RELATED] [RENTAL PROPERTY; OWNER; INVESTMENT RELATED; START DATE 02/2004; 3 HOURS PER MONTH] [DMAC Technology, LLC; company that will seek out local buildings in high traffic areas to install a data collection box for which the building owner will receive monthly lease payments; 460 W. Bennett Ave Glendora, CA 91741; Start Date 05/2023; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Colorado CollegeInvest board ; governor appointed position-advisory position; 1600 Broadway #2300 Denver CO 80202; Start Date 08/2025; Role/Title: Board Member; Investment Related; 1 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view David Ray Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2012 - Present
EAGLE STRATEGIES LLC
Office #1: 3200 Cherry Creek South Drive Suite 700, Denver, CO 80209RIA
CRD#: 110826
DENVER, CO
Current
May 15, 2002 - Present
NYLIFE SECURITIES LLC
Office #1: 2000 S Colorado Blvd Tower 2, Suite 1100, Denver, CO 80222BD
CRD#: 5167
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/15/2023)
IAR
Colorado(11/22/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
