Neal P. Quon

QUILITY FINANCIAL ADVISORS

TUSTIN, CA 92782

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CRD#: 4475467

Professional summary

Neal Paul Quon is a registered financial advisor currently at QUILITY FINANCIAL ADVISORS located in Tustin, California.

Neal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Neal has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NEAL QUON - INSURANCE POSITION: AGENT NATURE: INSURANCE - FIXED ANNUITIES; LIFE / HEALTH INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/16/2007 ADDRESS: 183 E City Place Dr, Santa Ana CA 92705, United States DESCRIPTION: SALES AND SERVICE OF INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Paul Quon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2025 - Present

QUILITY FINANCIAL ADVISORS

Office #1: 13023 Arborwalk Lane, Tustin, CA 92782

RIA

CRD#: 304586

TUSTIN, CA

Past

September 5, 2007 - July 15, 2025

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

NEWPORT BEACH, CA

Past

August 16, 2007 - July 15, 2025

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

NEWPORT BEACH, CA

Past

June 1, 2006 - August 16, 2007

G. A. REPPLE & COMPANY

CRD#: 17486

NEW BRAUNFELS, TX

Past

October 5, 2005 - November 8, 2005

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

September 27, 2005 - November 8, 2005

SMH CAPITAL ADVISORS LLC

RIA

CRD#: 108344

HUNTINGTON BEACH, CA

Past

June 19, 2003 - June 9, 2004

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

EDISON, NJ

Past

June 12, 2003 - June 9, 2004

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

October 8, 2002 - April 2, 2003

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUILITY FINANCIAL ADVISORS

API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA

Registered Investment Advisory firm - (7/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/7/2002

General Securities Representative Examination

Current Firm

QUILITY FINANCIAL ADVISORS

API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA

Registered Investment Advisory firm - (7/31/2019 Approved)

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Contact information

Main Address

1950 Rockledge Blvd Unit 201, Rockledge, FL 32955

Mailing Address

Phone number

(321) 888-2599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	464
AUM (Assets Under Management)	$ 71,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Neal P. Quon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Paul Quon's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

G. A. REPPLE & COMPANY

SANDERS MORRIS LLC

SMH CAPITAL ADVISORS LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

IFG NETWORK SECURITIES, INC.

Primary Firm SEC Registration

QUILITY FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2002

Series 63

Date: 12/22/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/7/2002

Current Firm

QUILITY FINANCIAL ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUILITY FINANCIAL ADVISORS

TRUST BUT VERIFY

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