Gregory A Worcester, CFP | Financial Professional | Farmington Hills, Michigan

Professional summary

Gregory A Worcester, CFP® is a registered financial advisor currently at CWM, LLC located in Farmington Hills, Michigan.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2021 APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: KFA PARTNERS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: PARTNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory A Worcester's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

April 27, 2021 - Present

CWM, LLC

Office #1: 31313 Northwestern Hwy, Ste. 122, Farmington Hills, MI 48334Office #2: 707 Skokie Blvd, Ste. 600, Northbrook, IL 60062Office #3: 570 Vale Park Road, Suite D, Valparaiso, IN 46385Office #4: 220 N Smith St Ste 220, Palatine, IL 60067

RIA

CRD#: 155344

Farmington Hills, MI

Past

April 27, 2021 - August 29, 2023

CETERA WEALTH SERVICES, LLC

BD

CRD#: 13572

PALATINE, IL

Past

August 13, 2020 - May 4, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

WAUCONDA, IL

Past

August 1, 2013 - August 18, 2020

GEM FINANCIAL ADVISORS, INC.

RIA

CRD#: 123031

LAKE FOREST, IL

Past

December 16, 2005 - December 4, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

WAUCONDA, IL

Past

December 16, 2005 - May 4, 2021

LPL FINANCIAL LLC

BD

CRD#: 6413

WAUCONDA, IL

Past

January 6, 2005 - December 16, 2005

TRANSAMERICA FINANCIAL ADVISORS, INC.

RIA

CRD#: 3600

LIBERTYVILLE, IL

Past

April 14, 2004 - December 16, 2005

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD

CRD#: 3600

LOS ANGELES, CA

Past

December 6, 2001 - April 7, 2004

SIGNATOR INVESTORS, INC.

BD

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/27/2021)

IAR

Indiana
(3/7/2023)

IAR

Michigan
(3/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 12/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 12/5/2001

General Securities Representative Examination

Current Firm

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

14600 Branch St., Omaha, NE 68154

Mailing Address

Phone number

(402) 330-0808

Established

Firm type

Fiscal year end

# of Employees

1,314

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWM, LLC ADV PART 2A (7/9/2025)

CWM, LLC APPENDIX WRAP PROGRAM (5/8/2025)

Regulatory assets under management

Total Number of Accounts	124,944
AUM (Assets Under Management)	$ 33,775,526,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory A. Worcester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory A Worcester's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

LPL FINANCIAL LLC

GEM FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CWM, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2004

Series 63

Date: 12/21/2001

SIE

Date: 10/1/2018

Series 7

Date: 12/5/2001

Current Firm

CWM, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CWM, LLC

TRUST BUT VERIFY

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