Kenneth M. Wisniewski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Michael Wisniewski was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2001. Kenneth had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2013 - February 24, 2014
DALTON STRATEGIC INVESTMENT SERVICES INC.
January 16, 2013 - April 23, 2013
IAA FINANCIAL LLC
September 19, 2005 - July 7, 2011
AMERICA'S CHOICE EQUITIES LLC
May 24, 2002 - September 21, 2005
GUNNALLEN FINANCIAL, INC
December 7, 2001 - April 23, 2002
MILESTONE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DALTON STRATEGIC INVESTMENT SERVICES INC.
CRD#: 23485 / SEC#: , 8-40545
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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