William R. Moreton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Roger Moreton, who also goes by William R. Moreton, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2002. William had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2005 - April 9, 2025
MORETON CAPITAL MARKETS, LLC
January 24, 2003 - March 28, 2005
CETERA ADVISORS LLC
January 23, 2002 - January 24, 2003
INTERMOUNTAIN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORETON CAPITAL MARKETS, LLC
CRD#: 132643 / SEC#: , 8-66620
Contact information
FINRA licenses (39 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
