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JG

Julian Galvez Pourtale

FENIX SECURITIES
Ciudad de Buenos Aires, 1107
Some features on this profile are disabled
CRD#: 4474817
JG

Professional summary

Julian Galvez Pourtale, who also goes by Julian Galvez, is a registered financial professional currently at FENIX SECURITIES, LLC .

Julian is registered as a RR (Registered Representative) and started their career in finance in 2001. Julian has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Julian Galvez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julian Galvez Pourtale's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2012 - Present

FENIX SECURITIES, LLC

Office #1: Juana Manso 555 5 Floor D, Ciudad De Buenos Aires 1107Office #2: One World Trade Center 85th Floor, New York, NY, 10007
BD
CRD#: 159481
Ciudad de Buenos Aires,
Past

November 9, 2012 - February 5, 2013

ASCENDIANT CAPITAL MARKETS, LLC

BD
CRD#: 152912
JUPITER, FL
Past

November 22, 2011 - November 8, 2012

TWS FINANCIAL, LLC.

BD
CRD#: 128572
BROOKLYN, NY
Past

June 6, 2007 - August 12, 2010

PINNACLE CAPITAL MARKETS, LLC

BD
CRD#: 119606
BUENOS AIRES,
Past

November 6, 2001 - August 31, 2004

INVESTIN SECURITIES CORP.

BD
CRD#: 39295
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/31/2018)
RR
Delaware
(1/21/2023)
RR
Florida
(11/14/2014)
RR
Georgia
(2/22/2017)
RR
Illinois
(10/6/2017)
RR
Michigan
(2/13/2018)
RR
New Mexico
(3/17/2017)
RR
New York
(8/6/2012)
RR
Texas
(12/10/2014)
RR
Wyoming
(5/1/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/1/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/20/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/3/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 4/26/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/16/2021
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/23/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FENIX SECURITIES, LLC
FENIX SECURITIES, LLC

CRD#: 159481 / SEC#: , 8-68988

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
One World Trade Center 85th Floor, New York, NY, 10007
Mailing Address
One World Trade Center 85th Floor, New York, NY, 10007
Phone number
(212) 220-7444
Established
Delaware since 06/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FENIX FINANCIAL INC.MEMBER
ANDERSON, KATHERINE ALICEFINOP/PFO4723171
BROWN, EVAN MICHAELCHIEF COMPLIANCE OFFICER /AML COMPLIANCE OFFICER6563464
CATALANO, JOHN FRANKCOMPLIANCE PRINCIPAL2873076
GALVEZ POURTALE, JULIANMANAGING PARTNER/PRINCIPAL/ROP4474817

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FENIX SECURITIES, LLC

CRD#: 159481Ciudad De Buenos Aires 1107

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