BG
Briar K. Golden
CITIZENS SECURITIES
HAMPTON, NH 03842
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CRD#: 4474787
BG
Professional summary
Briar Kaye Golden, CFP® is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Hampton, New Hampshire.
Briar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Briar has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of OBA: Notary Public Position: Notary Public Type of Entity: Other Responsibilities of Position: Verify and Endorse Signatures Monthly Compensation / Net Profit: $0 Date of Initial Involvement: 10/29/2024 Approximate Amount of Time Devoted on a Monthly Basis: 5 Hours
CRS (Client Relationship Summary) - RIA
Click below to view Briar Kaye Golden's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Briar Kaye Golden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
July 20, 2023 - Present
CITIZENS SECURITIES, INC.
Office #1: 35 Winnacunnet Road Ms: Nh444, Hampton, NH 03842RIA
BD
CRD#: 39550
HAMPTON, NH
Current
July 20, 2023 - Present
CITIZENS SECURITIES, INC.
Office #1: 35 Winnacunnet Road Ms: Nh444, Hampton, NH 03842RIA
BD
CRD#: 39550
HAMPTON, NH
Past
March 25, 2017 - March 11, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
PORTSMOUTH, NH
Past
March 25, 2017 - March 11, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
June 19, 2012 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
PORTSMOUTH, NH
Past
June 4, 2012 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
August 29, 2008 - September 16, 2010
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PORTSMOUTH, NH
Past
August 29, 2008 - September 16, 2010
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PORTSMOUTH, NH
Past
November 14, 2006 - September 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PORTSMOUTH, NH
Past
November 14, 2006 - September 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PORTSMOUTH, NH
Past
January 23, 2002 - November 21, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PORTSMOUTH, NH
Past
December 20, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 20, 2001 - November 21, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PORTSMOUTH, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/12/2025)
IAR
Florida(3/13/2025)
RR
Maine(3/12/2025)
IAR
Maine(3/12/2025)
RR
Massachusetts(8/25/2025)
RR
New Hampshire(7/20/2023)
IAR
New Hampshire(7/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Hampton, NH 03842TRUST BUT VERIFY
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