Jonathan N. Wakely

WAKELY INVESTMENT MANAGEMENT

BOSTON, MA

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CRD#: 4474772

Professional summary

Jonathan Norman Wakely, who also goes by Jonathan Wakely, is a registered financial advisor currently at WAKELY INVESTMENT MANAGEMENT located in Boston, Massachusetts.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jonathan has worked at 4 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Wakely

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: CARDIAN MOUNTAIN SCHOOL; ADDRESS OF OBA: CANANN, NH 03741; NATURE: PRE PREP-SCHOOL; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD MEMBER; DUTIES: ON BOARD AND SIT ON THE INVESTMENT COMMITTEE; START DATE: 05/2015; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Norman Wakely's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2013 - Present

WAKELY INVESTMENT MANAGEMENT

RIA

CRD#: 167206

BOSTON, MA

Past

May 27, 2008 - April 9, 2013

PW GLOBAL ADVISORS

RIA

CRD#: 146816

BOSTON, MA

Past

August 9, 2006 - May 19, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

September 23, 2005 - May 19, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

January 4, 2002 - October 6, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/2/2025)

IAR

Louisiana
(6/5/2025)

IAR

Massachusetts
(3/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/16/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 11/20/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/3/2002

General Securities Representative Examination

Current Firm

WAKELY INVESTMENT MANAGEMENT

J WAKELY ADVISORS, LLC | WAKELY INVESTMENT MANAGEMENT

CRD#: 167206 / SEC#:

Florida

Registered Investment Advisory firm - (4/2/2025 Approved)

Louisiana

Registered Investment Advisory firm - (3/27/2025 Approved)

Maine

Registered Investment Advisory firm - (11/17/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (3/20/2013 Approved)

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Contact information

Main Address

One Boston Place Suite 2600, Boston, MA 02108

Mailing Address

Phone number

(617) 850-9091

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 83,440,001

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan N. Wakely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Norman Wakely's CRS (Customer Relationship Summary).

Certified licenses

Experience

WAKELY INVESTMENT MANAGEMENT

PW GLOBAL ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2006

Series 66

Date: 1/16/2002

Series 31

Date: 11/20/2006

Series 7

Date: 1/3/2002

Current Firm

WAKELY INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WAKELY INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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