Joseph E. Elsasser

ADAPTIVE ADVICE

Omaha, NE 68114

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CRD#: 4474692

Professional summary

Joseph Edward Elsasser, CFP®, who also goes by Joe Elsasser, is a registered financial advisor currently at ADAPTIVE ADVICE, LLC located in Omaha, Nebraska.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Elsasser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) COVISUM, LLC - PRESIDENT AND PARTNER OF A FINANCIAL PLANNING SOFTWARE COMPANY, 140 HOURS/MONTH, 120 DURING SECURITIES TRADING HOURS, OVERSEE ALL OPERATIONS OF THE COMPANY. 2) COVISUM INCENTIVE HOLDCO, LLC - MEMBER, THIS IS AN ENTITY THAT FACILITATES PROFIT INTERESTS FOR KEY EXECUTIVES IN COVISUM, LLC. IT DOES NOT CONDUCT ANY REGULAR BUSINESS OF ITS OWN. 0.1 HOURS PER MONTH, 0 DURING TRADING HOURS 2) JOSEPH ELSASSER - INSURANCE AGENT, 2006 5 HOURS PER MONTH, APPROXIMATELY 5 HOURS DURING SECURITIES TRADING HOURS. RESEARCH INSURANCE PRODUCTS, TAKE APPLICATIONS, DELIVER POLICIES, SERVICE POLICIES. 3) SECURE COMPANIES, INC. - ADVISOR TO THE COMPANY, NOVEMBER 1, 2021, 1 HOURS PER MONTH, 2 DURING SECURITIES TRADING HOURS. CONSULT ON PRODUCT DESIGN AND BUSINESS DEVELOPMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Edward Elsasser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 27, 2020 - Present

ADAPTIVE ADVICE, LLC

Office #1: 444 Regency Parkway Drive Suite 201, Omaha, NE 68114

RIA

CRD#: 310529

Omaha, NE

Past

February 6, 2012 - October 21, 2020

SEQUENT PLANNING, LLC

RIA

CRD#: 160381

OMAHA, NE

Past

October 17, 2008 - February 4, 2012

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

OMAHA, NE

Past

January 1, 2002 - January 7, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OMAHA, NE

Past

November 14, 2001 - January 7, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/22/2024)

IAR

Nebraska
(9/22/2020)

IAR

Texas
(8/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/26/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/13/2001

General Securities Representative Examination

Current Firm

ADAPTIVE ADVICE, LLC

CRD#: 310529 / SEC#:

Louisiana

Registered Investment Advisory firm - (5/22/2024 Approved)

Nebraska

Registered Investment Advisory firm - (8/26/2020 Approved)

Texas

Registered Investment Advisory firm - (8/25/2020 Conditional Restricted)

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Contact information

Main Address

444 Regency Parkway Drive Suite 201, Omaha, NE 68114

Mailing Address

Phone number

(402) 281-2486

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 38,925,484

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph E. Elsasser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Edward Elsasser's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADAPTIVE ADVICE, LLC

SEQUENT PLANNING, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2008

Series 66

Date: 11/26/2001

Series 7

Date: 11/13/2001

Current Firm

ADAPTIVE ADVICE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADAPTIVE ADVICE, LLC

TRUST BUT VERIFY

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