MP
Matthew D. Peck
AMICUS FINANCIAL ADVISORS
Lubbock, TX 79424
Some features on this profile are disabled
CRD#: 4474452
MP
Professional summary
Matthew Dean Peck is a registered financial advisor currently at AMICUS FINANCIAL ADVISORS, LLC located in Lubbock, Texas.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Matthew has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Matthew D. Peck has two investment-related businesses, JMB Investment Group, LLC, and MBRJ Investments, Inc. which are both primarily focused on real estate investments. The business address for both is located at 2709 54th St., Lubbock, TX 79413. Mr. Peck spends 20 to 30 hours per month with these businesses. Approximately 5 hours per month occurs during securities trading hours. Insurance license/investment-related/Lubbock, TX/insurance sales as general lines agent/March 2009/Less than 10 hours per month and during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Dean Peck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2010 - Present
AMICUS FINANCIAL ADVISORS, LLC
Office #1: 7021 Kewanee Ave 4-102, Lubbock, TX 79424RIA
CRD#: 131315
Lubbock, TX
Past
December 22, 2009 - April 12, 2010
WARREN FINANCIAL SERVICES, LLC
RIA
CRD#: 131790
CORPUS CHRISTI, TX
Past
February 4, 2009 - December 7, 2009
AMICUS FINANCIAL ADVISORS, LLC
RIA
CRD#: 131315
LUBBOCK, TX
Past
September 25, 2007 - January 30, 2009
EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT
RIA
CRD#: 109698
CORAL GABLES, FL
Past
June 7, 2002 - September 24, 2007
MCDONALD CAPITAL MANAGEMENT
RIA
CRD#: 114531
LUBBOCK, TX
Past
December 12, 2001 - March 13, 2002
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AMICUS FINANCIAL ADVISORS, LLC
AMICUS FINANCIAL ADVISORS, L.L.P. | AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315 / SEC#: 801-113147
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Kansas
Registered Investment Advisory firm - (12/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2018 Terminated)New Mexico
Registered Investment Advisory firm - (5/11/2018 Terminated)Texas
Registered Investment Advisory firm - (5/11/2018 Terminated)Utah
Registered Investment Advisory firm - (5/11/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(7/10/2012)
IAR
Texas(5/7/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AF
AMICUS FINANCIAL ADVISORS, LLC
AMICUS FINANCIAL ADVISORS, L.L.P. | AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315 / SEC#: 801-113147
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Kansas
Registered Investment Advisory firm - (12/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2018 Terminated)New Mexico
Registered Investment Advisory firm - (5/11/2018 Terminated)Texas
Registered Investment Advisory firm - (5/11/2018 Terminated)Utah
Registered Investment Advisory firm - (5/11/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7021 Kewanee Ave 4-102, Lubbock, TX 79424
Mailing Address
Phone number
(806) 698-1122
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,408 |
| AUM (Assets Under Management) | $ 511,209,833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315Lubbock, TX 79424TRUST BUT VERIFY
Monitor Matthew Peck
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
