Mark T. Gabhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Thomas Gabhart was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2003. Mark had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2010 - January 13, 2012
SUSQUEHANNA FINANCIAL GROUP, LLLP
December 17, 2008 - May 6, 2010
PALI CAPITAL, INC.
June 19, 2003 - November 7, 2005
ARAGON INVESTMENTS, LTD.
June 19, 2003 - April 27, 2007
CITADEL TRADING GROUP L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/30/2003
Limited Representative-Equity Trader ExamCurrent Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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