Danielle R. Cain

360 FINANCIAL

ELK RIVER, MN 55330

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CRD#: 4474049

Professional summary

Danielle Renee Cain, CFP®, who also goes by Danielle Renee Sohlo, is a registered financial advisor currently at 360 FINANCIAL located in Elk River, Minnesota and LPL FINANCIAL LLC located in Elk River, Minnesota.

Danielle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Danielle has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Danielle Renee Sohlo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)08/03/2022 - 360 Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)08/03/2022 - Notary - State of MN - Inv Rel - 3)09/14/2022 - 360 FINANCIAL, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - (Licensed Admin) Registered Admin - Start Date - 08/22/2022 - 160 Hours Per Month/40 Hours During Securities Trading - I provide administrative support to 360 FINANCIAL, INC, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danielle Renee Cain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

May 16, 2024 - Present

360 FINANCIAL

Office #1: 510 Freeport Ave Suite A, Elk River, MN 55330

RIA

CRD#: 168600

ELK RIVER, MN

Current

September 8, 2022 - Present

LPL FINANCIAL LLC

Office #1: 510 Freeport Ave, Ste A, Elk River, MN 55330

RIA

CRD#: 6413

Elk River, MN

Past

May 8, 2012 - September 8, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

ELK RIVER, MN

Past

March 26, 2007 - February 3, 2012

LPL FINANCIAL LLC

CRD#: 6413

MINNETONKA, MN

Past

March 8, 2006 - November 15, 2006

LPL FINANCIAL LLC

CRD#: 6413

PLYMOUTH, MN

Past

September 8, 2005 - February 3, 2006

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

BLOOMINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

360 FINANCIAL

360 FINANCIAL | 360 FINANCIAL, INC.

CRD#: 168600 / SEC#: 801-78425

RIA

Registered Investment Advisory firm - (8/30/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(9/8/2022)

IAR

Minnesota
(5/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/9/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/7/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

360 FINANCIAL

360 FINANCIAL | 360 FINANCIAL, INC.

CRD#: 168600 / SEC#: 801-78425

RIA

Registered Investment Advisory firm - (8/30/2013 Approved)

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Contact information

Main Address

849 Lake Street East, Wayzata, MN 55391

Mailing Address

Phone number

(952) 542-8900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,940
AUM (Assets Under Management)	$ 567,566,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Danielle R. Cain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danielle Renee Cain's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

COUNTRY CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

360 FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/10/2007

Series 6

Date: 9/7/2005

FINRA

Current Firm

360 FINANCIAL

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

360 FINANCIAL

TRUST BUT VERIFY

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