Lillian W. Mckee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lillian Wong Mckee, who also goes by Lillian Wong, Lily Wong, was a registered financial professional .
Lillian is a previously registered financial professional and started their career in finance in 2001. Lillian had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2009 - January 27, 2017
TURNINGPOINT FINANCIAL LIFE PLANNING, LLC
August 9, 2007 - December 14, 2007
LPL FINANCIAL LLC
August 1, 2007 - December 14, 2007
LPL FINANCIAL LLC
June 10, 2004 - August 22, 2005
CHARLES SCHWAB & CO., INC.
June 2, 2004 - August 22, 2005
CHARLES SCHWAB & CO., INC.
January 4, 2002 - March 5, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
December 20, 2001 - March 5, 2004
IDS LIFE INSURANCE COMPANY
December 20, 2001 - March 5, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TURNINGPOINT FINANCIAL LIFE PLANNING, LLC
CRD#: 150192 / SEC#:
Contact information
Red Flags
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