Robert P. Bledsoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Phillip Bledsoe was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2002. Robert had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2009 - December 23, 2015
J. W. COLE ADVISORS, INC.
November 11, 2008 - December 23, 2015
J.W. COLE FINANCIAL, INC.
March 17, 2003 - November 11, 2008
LPL FINANCIAL LLC
March 14, 2003 - November 11, 2008
LPL FINANCIAL LLC
March 14, 2002 - March 31, 2003
1ST GLOBAL ADVISORS INC
January 1, 2002 - March 31, 2003
1ST GLOBAL CAPITAL CORP.
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
