RM
Robert J. Morella
APEX CAPITAL MANAGEMENT, L.L.C.
LAFAYETTE, LA 70503
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CRD#: 4473330
RM
Professional summary
Robert James Morella is a registered financial advisor currently at APEX CAPITAL MANAGEMENT, L.L.C. located in Lafayette, Louisiana.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Robert has worked at 1 firm and has passed the Series 66 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ONE ROBLEY DRIVE, LLC, 701 ROBLEY DR. STE. 200, LAFAYETTE, LA- REAL ESTATE RENTAL-NOT INVESTMENT RELATED- MEMBER SINCE 8/1992- MINIMAL TIME SPENT ANNUALLY-NONE DURING TRADING HOURS ISABELLA FARMS, LLC-701 ROBELY DR., STE 200, LAFAYETTE, LA- REAL ESTATE HOLDINGS- NOT INVESTMENT RELATED- MANAGING MEMBER SINCE 5/2005- APPROXIMATELY 5 HOURS PER MONTH - ALL DURING TRADING HOURS SPARO TOY ENTERPRISES, LLC-1122 TERRACE HWY, BROUSSARD, LA - TOY MANUFACTURING- NOT INVESTMENT RELATED- MEMBER SINCE 5/2019- MINIMAL TIME SPENT ANNUALLY-ALL DURING TRADING HOURS MEDISPOSE, LLC- 1304 WESTGATE ROAD, LAFAYETE, LA- MEDICAL EQUIPMENT- NOT INVESTMENT RELATED- MEMBER SINCE 5/2024- MINIMAL TIME SPENT ANNUALLY-ALL DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Robert James Morella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2008 - Present
APEX CAPITAL MANAGEMENT, L.L.C.
Office #1: 2901 Johnston St., Suite 401, Lafayette, LA 70503RIA
CRD#: 117059
LAFAYETTE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
APEX CAPITAL MANAGEMENT, L.L.C.
APEX CAPITAL MANAGEMENT, L.L.C. | KEARNY FINANCIAL SERVICES
CRD#: 117059 / SEC#: 801-126097
RIA
Registered Investment Advisory firm - (7/15/2022 Approved)Louisiana
Registered Investment Advisory firm - (12/5/2022 Terminated)Texas
Registered Investment Advisory firm - (12/5/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(8/27/2008)
IAR
Texas(8/27/2008)
Current Firm
AC
APEX CAPITAL MANAGEMENT, L.L.C.
APEX CAPITAL MANAGEMENT, L.L.C. | KEARNY FINANCIAL SERVICES
CRD#: 117059 / SEC#: 801-126097
RIA
Registered Investment Advisory firm - (7/15/2022 Approved)Louisiana
Registered Investment Advisory firm - (12/5/2022 Terminated)Texas
Registered Investment Advisory firm - (12/5/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2901 Johnston St., Suite 401, Lafayette, LA 70503
Mailing Address
Phone number
(337) 895-0800
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 538 |
| AUM (Assets Under Management) | $ 216,629,987 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APEX CAPITAL MANAGEMENT, L.L.C.
CRD#: 117059Lafayette, LA 70503TRUST BUT VERIFY
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