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Joseph Robert Mohrhauser

Joseph Robert Mohrhauser

CFP®
CRD# 4472823·Registered 1999 - 2023
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Robert Mohrhauser, CFP® was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1999 - 2023. Joseph had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1998

Years of Experience

24 years in the financial services industry

Current & Past Employments

KRP FINANCIAL SERVICES, LLC·CRD# 115251
RIA
Sioux City, IA
February 17, 1999 - September 20, 2023

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Current Firm

KF
KRP FINANCIAL SERVICES, LLC

KRP FINANCIAL SERVICES, LLC

CRD#: 115251
Iowa
Registered Investment Advisory firm - Iowa (2/17/1999 Approved)
Nebraska
Registered Investment Advisory firm - Nebraska (2/1/2009 Approved)
South Dakota
Registered Investment Advisory firm - South Dakota (9/11/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/11/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

522 4th Street Suite 200, Sioux City, IA 51101-1620

Mailing Address

3253 Floyd Blvd., Sioux City, IA 51104

Phone Number

(712) 258-5550

# of Employees

3

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: KING, REINSCH, PROSSER & CO., L.L.P. OTHER BUSINESS IS NOT INVESTMENT-RELATED. ADDRESS OF OTHER BUSINESS: 522 FOURTH ST. SUITE 200, SIOUX CITY, IOWA 51101 NATURE OF OTHER BUSINESS: LOCAL PUBLIC ACCOUNTING FIRM POSITION IN OTHER BUSINESS: PARTNER/CPA START DATE OF OTHER BUSINESS RELATIONSHIP: SEPTEMBER 1, 1992 APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO OTHER BUSINESS: 80 APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS: 80 DUTIES RELATED TO OTHER BUSINESS: RESPONSIBLE FOR SUPERVISING ACCOUNTING, BOOKKEEPING, AND FINANCIAL STATEMENT PREPARATION FOR SMALL-BUSINESS CLIENTS AS WELL AS TAX-PLANNING PROJECTS AND VARIOUS TAX-FILING REQUIREMENTS FOR SMALL BUSINESS AND INDIVIDUAL CLIENTS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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Joseph Robert Mohrhauser
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