Revati Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Revati Roberts, who also goes by Roberts, was a registered financial professional .
Revati is a previously registered financial professional and started their career in finance in 2001. Revati had worked at 12 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2013 - October 8, 2014
GFO ADVISORY SERVICES, LLC
November 22, 2010 - January 23, 2013
WE FAMILY OFFICES
February 16, 2010 - May 5, 2010
INSIGNEO WEALTH ADVISORS, LLC
October 13, 2009 - May 6, 2010
INSIGNEO SECURITIES, LLC
August 13, 2009 - May 6, 2010
PUMA CAPITAL, LLC
July 14, 2008 - August 5, 2009
INSIGNEO SECURITIES, LLC
January 24, 2008 - April 23, 2008
BRICKELL GLOBAL MARKETS, INC.
November 7, 2007 - February 8, 2008
AZELIA CAPITAL, LLC
September 13, 2007 - November 15, 2007
MONTECITO ADVISORS, INC.
March 14, 2005 - August 9, 2005
BROKERSXPRESS LLC
May 6, 2004 - July 11, 2007
CAPITAL MANAGEMENT INVESTOR SERVICES, INC.
November 9, 2001 - January 5, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
November 8, 2001 - January 5, 2004
IDS LIFE INSURANCE COMPANY
November 8, 2001 - January 5, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
GFO ADVISORY SERVICES, LLC
CRD#: 109278 / SEC#: 801-56752
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GFO ADVISORY SERVICES, LLC
CRD#: 109278 / SEC#: 801-56752
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 290,648,483 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/26/2025 | ||
| 03/07/2024 | ||
| 04/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
