James A. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Arthur Mcdonald, who also goes by James A Mcdonald Jr, James Arthur Mcdonald Jr., James A Mcdonald Jr, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2002. James had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2019 - December 31, 2021
HERCULES INVESTMENTS
November 22, 2010 - May 1, 2019
INDEX STRATEGY ADVISORS INC.
December 18, 2003 - April 26, 2006
BBVA COMPASS INVESTMENT SOLUTIONS, INC
January 1, 2002 - February 26, 2002
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
HERCULES INVESTMENTS
CRD#: 304719 / SEC#: 801-119829
Contact information
Regulatory assets under management
| Total Number of Accounts | 144 |
| AUM (Assets Under Management) | $ 33,200,000 |
Red Flags
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