Erik G. Abraham
Professional summary
Erik Gunter Abraham is a registered financial professional currently at COMHAR CAPITAL MARKETS, LLC located in Wilmette, Illinois and ACS EXECUTION SERVICES, LLC located in Red Bank, New Jersey.
Erik is registered as a RR (Registered Representative) and started their career in finance in 2011. Erik has worked at 4 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik Gunter Abraham's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2013 - Present
COMHAR CAPITAL MARKETS, LLC
Office #1: 1000 Skokie Boulevard Suite Ll33, Wilmette, IL 60091March 28, 2016 - Present
ACS EXECUTION SERVICES, LLC
Office #1: 12 Broad Street 2nd Floor, Red Bank, NJ 07701November 1, 2013 - February 23, 2016
ESSEX RADEZ LLC
September 23, 2011 - August 17, 2012
DASH FINANCIAL TECHNOLOGIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/16/2015
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
ACS EXECUTION SERVICES, LLC
CRD#: 17972 / SEC#: , 8-36005
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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