Justin D. Mcdonald

LORD AND RICHARDS

Plano, TX 75024

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CRD#: 4472297

Professional summary

Justin De Mcdonald is a registered financial advisor currently at LORD AND RICHARDS located in Plano, Texas.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Justin has worked at 5 firms and has passed the Series 66, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JUSTIN DE MCDONALD IS A LICENSED INSURANCE AGENT. Justin De McDonald owns a cattle company and a roofing company, managing livestock operations while overseeing roofing projects to ensure quality services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin De Mcdonald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2025 - Present

LORD AND RICHARDS

Office #1: 6860 Dallas Pkwy Ste 125, Plano, TX 75024

RIA

CRD#: 328907

Plano, TX

Past

December 12, 2013 - June 13, 2023

KOPIS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 168234

HOUSTON, TX

Past

June 1, 2009 - January 9, 2014

MORGAN STANLEY

RIA

CRD#: 149777

ARLINGTON, TX

Past

June 1, 2009 - January 9, 2014

MORGAN STANLEY

CRD#: 149777

ARLINGTON, TX

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

ARLINGTON, TX

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

ARLINGTON, TX

Past

February 12, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ARLINGTON, TX

Past

November 15, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

ARLINGTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LORD AND RICHARDS

LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT

CRD#: 328907 / SEC#: 801-129213

RIA

Registered Investment Advisory firm - (12/15/2023 Approved)

Texas

Registered Investment Advisory firm - (6/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/23/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 10/24/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 12/7/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/14/2001

General Securities Representative Examination

Current Firm

LORD AND RICHARDS

LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT

CRD#: 328907 / SEC#: 801-129213

RIA

Registered Investment Advisory firm - (12/15/2023 Approved)

Texas

Registered Investment Advisory firm - (6/26/2024 Terminated)

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Contact information

Main Address

8744 Kendrick Castillo Way Suite 100, Highlands Ranch, CO 80129

Mailing Address

Phone number

(720) 214-6801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- LORD AND RICHARDS, INC. (11/5/2025)

Regulatory assets under management

Total Number of Accounts	1,227
AUM (Assets Under Management)	$ 104,479,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Justin D. Mcdonald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin De Mcdonald's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOPIS CAPITAL MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

LORD AND RICHARDS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/23/2001

Series 3

Date: 10/24/2013

Series 31

Date: 12/7/2001

Series 7

Date: 11/14/2001

Current Firm

LORD AND RICHARDS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LORD AND RICHARDS

TRUST BUT VERIFY

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