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JM

Justin D. Mcdonald

Some features on this profile are disabled
CRD#: 4472297
JM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin De Mcdonald was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2001. Justin had worked at 5 firms and has passed the Series 66, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 20, 2025 - April 22, 2026

LORD AND RICHARDS

RIA
CRD#: 328907
Plano, TX
Past

December 12, 2013 - June 13, 2023

KOPIS CAPITAL MANAGEMENT, LLC

RIA
CRD#: 168234
HOUSTON, TX
Past

June 1, 2009 - January 9, 2014

MORGAN STANLEY

RIA
CRD#: 149777
ARLINGTON, TX
Past

June 1, 2009 - January 9, 2014

MORGAN STANLEY

BD
CRD#: 149777
ARLINGTON, TX
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
ARLINGTON, TX
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
ARLINGTON, TX
Past

February 12, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
ARLINGTON, TX
Past

November 15, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
ARLINGTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LORD AND RICHARDS
LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT

CRD#: 328907 / SEC#: 801-129213

RIA
Registered Investment Advisory firm - (12/15/2023 Approved)
Texas
Registered Investment Advisory firm - (6/26/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/23/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/24/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 12/7/2001
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 11/14/2001
General Securities Representative Examination

Current Firm

LA
LORD AND RICHARDS
LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT

CRD#: 328907 / SEC#: 801-129213

RIA
Registered Investment Advisory firm - (12/15/2023 Approved)
Texas
Registered Investment Advisory firm - (6/26/2024 Terminated)
PREMIUM
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Contact information

Main Address
8744 Kendrick Castillo Way Suite 100, Highlands Ranch, CO 80129
Mailing Address
Phone number
(720) 214-6801
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- LORD AND RICHARDS, INC. (1/2/2026)

Regulatory assets under management

Total Number of Accounts1,227
AUM (Assets Under Management)$ 104,479,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LORD AND RICHARDS

CRD#: 328907

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