David V. Laserson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Vincent Laserson was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2014 - June 25, 2015
WINDSOR STREET CAPITAL, LP
December 9, 2011 - July 11, 2012
LINCOLN INVESTMENT
November 21, 2006 - November 12, 2010
WINDSOR STREET CAPITAL, LP
January 25, 2005 - April 26, 2005
E1 ASSET MANAGEMENT, INC.
May 15, 2002 - December 19, 2003
J.P. TURNER & COMPANY, L.L.C.
December 21, 2001 - May 13, 2002
EKN FINANCIAL SERVICES INC.
November 30, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
