Enrique C. Hritz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Enrique Cayere Hritz, who also goes by Enrique Jose Hritz, was a registered financial professional .
Enrique is a previously registered financial professional and started their career in finance in 2001. Enrique had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2011 - January 2, 2013
CLARK DODGE & CO., INC.
November 8, 2004 - March 30, 2011
UBS FINANCIAL SERVICES INC.
November 5, 2004 - March 30, 2011
UBS FINANCIAL SERVICES INC.
August 4, 2004 - November 11, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - November 11, 2004
WELLS FARGO CLEARING SERVICES, LLC
April 30, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
December 21, 2001 - June 10, 2003
CLARK DODGE & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
CLARK DODGE & CO., INC.
CRD#: 23288 / SEC#: , 8-40292
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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